S2 P1 Defining the Un-definable and the Complex Grotesque

Frances Muldoon
Advisor: Laurel Sparks
March 1, 20014
Defining the Un-definable and the Complex Grotesque

It has been said, “the grotesque is the slipperiest of aesthetic categories.” (Harpham) On my quest for a solid definition of the grotesque this has proved insurmountably true. In the search to define the grotesque two articles stand out. Defining the Grotesque: An Attempt at Synthesis by Michael Steig and The Grotesque; First Principles by Geoffrey Harpham. Both articles attempt what many have not, to define the un-definable, the grotesque. Through the commonalties expressed in these two articles I will attempt to illuminate essential aspects and qualities of the grotesque and question, can the term grotesque be permanently defined?
 The grotesque and subsequently articles on the topic tend to be vastly generalized or portray single extracted examples (Harpham 461). It was a challenge to find two articles that dealt with defining the term grotesque, rather than those discussing a particular artist or period dealing with the grotesque. Defining the Grotesque: An Attempt at synthesis gives a terse general explanation of the grotesque before delving into the definitions of the grotesque given by varying authors and art critics including; Kayser, Clayborogh, Ruskin, Lee Byron Jennings, Lewis A. Lawson, Thomas Cramer and Freud. Where as The Grotesque: First Principles gives a more illustrative history of the term before delving into different aspects of the grotesque, which have been used in defining it, including grotesque forms and structure, referring to Kayser, Kafka, Ruskin and Freud. Although these two articles take different approaches the end goal is the same, to define the grotesque.
Both articles site Wolfgaing Kayser’s The Grotesque in Art and Literature as the most comprehensive and exhaustive exploration of the grotesque (Harpham) (Steig). Kayser’s essential element of the grotesque is estrangement. “ . . . The familiar and commonplace must be suddenly subvert or undermined by the uncanny or alien . . .” (Harpham 462). In both articles Kayser’s need to distinguish grotesque from pure fairy tale, is evident. For something to be considered grotesque there must be some familiar quality, which is subverted into something strange and unfamiliar. Where as in a fairy tale, the world may be completely alien, and not rely on a connection to the normal (Harpham) (Steig). This point covered in both articles has led to thoughts and changes in my own art. By introducing an element of the normal, or everyday into the surreal landscape of amorphous shapes I am able to add to their meaning. I am able to own references to the grotesque in my work, rather than allow it to be a term use by others to describe my work.
            I will first discuss The Grotesque: First Principles. The term grotesque has been applied to work ranging from Francis Bacon to Shakespeare and Chanuce, and what is considered grotesque continues to evolve and change. What was once considered grotesque during one period of time is not seen as such in a different place and time. An example described, are the original murals from the Roman Decadence from which the grotesque originated. (Harpham 461) What the term was derived from, in current times no longer seems very grotesque. Perceptions have changed with time. (Harpham) Furthermore, the grotesque is contingent upon what is considered normal for particular people, in a particular place at a particular time. A possible, overarching definition is described when it is said, “Each age redefines the grotesque in terms of what threatens its sense of essential humanity.”  (Harpham 463) The deduced definition may be; the grotesque is what threatens people’s sense of essential humanity. It has hence been established that what is seen as grotesque changes over time and place, however there are certain forms that remain closely related to the grotesque throughout time and place (Harpham 463). Wolfgaing Kayser in The Grotesque in Art and literature notes that forms such as ‘snakes, spiders, bats and masks.’ to name only a few are closely related to the grotesque. An attempt to compile a more comprehensive list would be impractical, and an attempt to define the grotesque based solely on forms has not been attempted by critics (Harpham 432). In addition to common forms of the grotesque there are common themes such as ‘the plague or a masked ball.’  ”The characteristic themes of the grotesque . . . jeopardize or shatter our convections by opening onto various new perspectives characterized by the destruction of logic and regression to the unconscious – madness, hysteria and nightmare” (Harpham 432). The ideas of logic destroyed, regression into childhood and the unconscious are all elements, which are currently being developed or uncovered in my work.
            The Artists relationship to the grotesque is also discussed in this article. “To the artist, the grotesque represents a partial liberation from representationalism, a chance to create his own forms” (Harpham 463). Freedom from representing, that which already exists, is an exhilarating, aspect of art. For some, like myself, it is the most important aspect of art. The tie to the normal is once again present, as it is only a “partial liberation” from the representational, not a full departure.  A work of pure terror would not be grotesque it would be pointless (Harpham 463). The grotesque requires laughter. Without laughter there is no grotesque, but the laughter is not of joy but rather as a response to something so horrible, there is no other way to deal with it. Making the horrible, slightly less so, it is a tentative and anxious laugh. The distinction between grotesque as comedy and grotesque as tragedy is further discussed in Thomas Mann’s Past Masters “For I feel that, broadly and essentially, the striking feature of modern art is that it has ceased to recognize the categories of tragic and comic . . . It sees life as a tragicomedy, with the result that the grotesque is its most genuine style . . .” (Harpham 463). The grotesque does not need the moral universe of tragedy nor the rational one of comedy (Harpham 463).
            In Defining the Grotesque: An Attempt at Synthesis the article is broken down into particular authors and critics theories on the grotesque, one building on the next. I will give a brief description of theses theories, to allow insight and points of comparison to the previously discussed article. The goal of this article is a need for a comprehensive psychological definition that focuses on effect produced by the grotesque and distinguishes it from the merely horrific or comic. (Steig)
            Wolfgang Kayser’s The Grotesque in Art and Literature is discussed and can be found lacking in terms of defining psychological implications of the grotesque. (Steig 253) Aurthor Clayboroguh in The Grotesque in English Literature describes the grotesque as being driven from genetics, implying that it is human nature which drives us to find certain things grotesque. Such as physical deformity or animals, which are seen in this way, such as snakes and bats as previously mentioned. The grotesque as genetic theory is difficult to prove due to vast amount of biological data that would be necessary to provide sufficient information. (Steig 255) This article discusses Ruskin in ‘Modern Painters, part IV, chapter 8’ and how he describes three psychological aspects of the grotesque which I feel are important to note. “Healthful but irrational play of the imagination in times of rest, irregular and accidental contemplations of terrible things; or evil in general and the confusion of the imagination by the presence of truths which it cannot wholly grasp.” (Steig 254) In short, according to Ruskin there are three types of grotesque, that which is healthy, that which expresses the otherwise inexpressible and that which includes the forbidden. (Steig) Lee Byron Jennings views the grotesque as a combination of the fearful and the ludicrous (Steig 255). While Lewis A. Lawson focuses on comedy and its disarming quality against anxiety (Steig 256). For Thomas Cramer the grotesque is anxiety caused by the comic in extreme. But conversely the comic may also defeat the grotesque. Finally, Freud is brought to the forefront. In discussion of “The Uncanny” which can be see as “repressed infantile fantasies” which remain with us through adulthood. (Steig 259)
The picture of the grotesque, which is developed in these articles, is a tenuous one. Constantly teetering on the edge between normal and abnormal. It seems a slight breeze could land it in the realm of everyday horrors, or into an elaborate fantasy world where the tether to normal has been broken. The first article delves into a few specific theories while the later moves quickly from one person’s theory to the next, making it brutally clear that no one can quite agree.
My work until this point has been called grotesque, but by the majority of definitions discussed here it is not. My work until this point would be characterized as fantastic. To delve into the realm of the grotesque, is to twist the normal, into the unexpected. To provide instances of reality, while simultaneously distorting and disproving them, and employing the freedom to create that which exists only in the mind of the artist. The grotesque may be characterized by form, theme or genetics, it may be compared to the horrific and the comic and may deal with infantile fantasies, and estrangement and it changes with time and place. I may only conclude that to find a single stable definition of the grotesque that can last through time is difficult and perhaps impossible. The question that remains now is, do we need one? Or can we be content with the grotesque as partial reality, partial fantasy, with flexible and ever-changing qualities, forms and themes from which new artists may pick and choose from and as a lens for artists of the present to view those of the past?




Bibliography:

Harpham, Geoffrey. "The Grotesque: First Principles." The Journal of Aesthetics and Art Criticism 34.4 (1976): 461-68. JSTOR. Web. 28 Feb. 2014. <http://www.jstor.org/stable/430580>.

Steig, Michael. "Defining the Grotesque: An Attempt at Synthesis." The Journal of Aesthetics and Art Criticism 29.2 (1970): 253-60. JSTOR. Web. 28 Feb. 2014. <http://www.jstor.org/stable/428606>.


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